高級合規經理 | 光大控股-a8体育

崗位描述

1. attend to ongoing compliance requirements under the companies ordinance, securities and futures ordinance and relevant subsidiary legislation and codes issued by the regulators for licensed persons;
2. handle license applications and provide advice on licensing issues;
3. review and revise business plan for approval by regulators;
4. review and revise compliance manuals, policies, procedures and systems to keep abreast of new and regulatory changes;
5. keep abreast of, monitor, and analyze developing trends and changes in regulatory compliance laws, rules and regulations, and advise clients of the operational impact of such trends and changes;
6. handle fatca related matters;
7. perform ad-hoc assignments as assigned.

任職資格

1. bachelor’s degree or above;
2. at least 6 years relevant working experience in handling complicated compliance issues is essential;
3. familiar with primary and secondary market trading systems;
4. good knowledge of sfc regulations, guidelines and market practices;
5. good command of both written and spoken english and chinese (including fluency of mandarin);
6. proficient in ms office, including word & excel and chinese word processing is required;
7. immediate availability is highly preferred.

應聘方法

請有意向報名的人員將個人履歷送至 郵箱，郵件請注明具體應聘崗位。我們將嚴格為應聘者保密。